Andrew Charles Chapman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Material risk taker (23 May 2023 to 30 Sep 2025)
    • SMF27 Partner (29 Jul 2022 to 15 Aug 2024)
    • SMF18 Other Overall Responsibility (10 Aug 2021 to 29 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jul 2022)
    • CF4 Partner (8 Feb 2011 to 27 Jun 2012)
    • CF30 Customer (13 Dec 2010 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
    • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.