Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 12 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2025)
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- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 28 Feb 2025)
- [FCA CF] Client dealing (since 28 Feb 2025)
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Perspective (North West) Limited
FRN 229808
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 20 Nov 2024)
- [FCA CF] Client dealing (since 20 Nov 2024)
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- [FCA CF] Client dealing (26 Feb 2024 to 31 Oct 2024)
- [FCA CF] Functions requiring qualifications (26 Feb 2024 to 31 Oct 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
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- (14)Employed By (24 Sep 2012 to 16 Mar 2020)
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- CF30 Customer (1 Nov 2007 to 26 Aug 2008)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.