Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Nov 2022)
    • [FCA CF] Client dealing (since 9 Nov 2022)
    • CF30 Customer (since 28 Oct 2022)
    • Employed By (since 28 Oct 2022)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 9 Nov 2022)
    • CF21 Investment Adviser (21 Jul 2004 to 31 Oct 2007)
  • Advison Ltd (no longer approved here)

    FRN 232379

    • Employed By (21 Jul 2004 to 9 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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