Andrew Callis Jones

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zeus Investment Management Limited
FRN 816962
- SMF3 Executive Director (since 28 Sep 2023)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (13 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (13 Aug 2019 to 8 Dec 2019)
Zeus Capital Limited
FRN 224621
- [FCA CF] Client dealing (since 8 Dec 2020)
- SMF3 Executive Director (since 4 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (21 Oct 2015 to 21 Feb 2017)
- CF11 Money Laundering Reporting (21 Oct 2015 to 21 Feb 2017)
- CF30 Customer (17 Mar 2011 to 8 Dec 2019)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF23 Corporate Finance Adviser (22 May 2003 to 1 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.