Andrew Burton

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 27 Mar 2025)
    • [FCA CF] Significant management (since 27 Mar 2025)
    • [FCA CF] Manager of certification employee (since 27 Mar 2025)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Significant management (since 27 Mar 2025)
    • [FCA CF] Manager of certification employee (since 27 Mar 2025)
    • [FCA CF] Client dealing (since 27 Mar 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (27 Mar 2025 to 31 Mar 2025)
    • [FCA CF] Significant management (27 Mar 2025 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (27 Mar 2025 to 31 Mar 2025)
  • Bluegrove Capital Management Ltd (no longer approved here)

    FRN 960363

    • CF30 Customer (2 Jan 2025 to 14 Feb 2025)
  • KingsRock Advisors UK Limited (no longer approved here)

    FRN 1006329

    • (2)Employed By (2 Jan 2025 to 14 Feb 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 Dec 2023)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 14 Dec 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Dec 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Dec 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.