Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Apr 2021 to 30 Aug 2024)
- [FCA CF] Client dealing (1 Apr 2021 to 30 Aug 2024)
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- [FCA CF] Client dealing (2 Dec 2020 to 1 Apr 2021)
- [FCA CF] Functions requiring qualifications (2 Dec 2020 to 1 Apr 2021)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF7 Sole Trader (AR) (26 Jun 2006 to 31 Jan 2007)
- CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
- CF1 Director (AR) (7 Jun 2004 to 26 Jun 2006)
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- Employed By (12 Jan 2001 to 28 Feb 2003)
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- (20)Employed By (25 Jun 1999 to 12 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.