Andrew Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Oct 2024)
    • CF30 Customer (20 Dec 2013 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Client dealing (7 Mar 2016 to 7 Dec 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Dec 2020)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (23 Oct 2012 to 26 Apr 2013)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 28 Sep 2012)
    • CF21 Investment Adviser (10 Apr 2006 to 31 Oct 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (23 May 2005 to 1 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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