Andrew Brooke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Manager of certification employee (since 3 Dec 2020)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (8 Nov 2010 to 6 Mar 2016)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Manager of certification employee (since 3 Dec 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2020)
    • CF30 Customer (8 Nov 2010 to 6 Mar 2016)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (1 Nov 2007 to 29 Jul 2010)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 26 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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