Andrew Bromfield

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PEAC (UK) Limited
FRN 668041
- Director of firm who is not a certification employee or a SMF manager (since 26 May 2021)
HPS Investment Partners (UK) LLP
FRN 482237
- [FCA CF] Client dealing (since 19 Oct 2020)
- CF30 Customer (23 May 2019 to 8 Dec 2019)
BLUE MOTOR FINANCE LIMITED (no longer approved here)
FRN 737682
- CF2 Non Executive Director (13 Oct 2017 to 26 Apr 2019)
- CF1 Director (18 Sep 2017 to 13 Oct 2017)
Cabot Square Capital LLP (no longer approved here)
FRN 439439
- CF30 Customer (20 Oct 2016 to 26 Apr 2019)
- CF4 Partner (20 Oct 2016 to 26 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.