Andrew Brock

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited

    FRN 124431

    • [FCA CF] Manager of certification employee (since 7 Feb 2020)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • CF30 Customer (26 Aug 2010 to 29 Oct 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (28 Jul 2009 to 24 Aug 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (19 Jun 2009 to 24 Aug 2010)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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