Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (8 Jul 2020 to 31 Aug 2023)
- [FCA CF] Client dealing (8 Jul 2020 to 31 Aug 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (7 Mar 2007 to 31 Oct 2007)
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- [FCA CF] Client dealing (8 Jul 2020 to 31 Aug 2023)
- [FCA CF] Material risk taker (8 Jul 2020 to 31 Aug 2023)
- CF30 Customer (26 Feb 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.