Andrew Blake Miller

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Herald Investment Management Limited (no longer approved here)

    FRN 166064

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2022)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (10 Jul 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (10 Jul 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jul 2006 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.