Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2021)
    • CF30 Customer (25 Aug 2018 to 8 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2021)
    • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.