Andrew Bernard James Chorlton

Watch for changes

IRN: ABC01025
Last updated: 1 week ago

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G Investment Management Limited
FRN 119328
- SMF18 Other Overall Responsibility (since 20 Feb 2025)
- [FCA CF] Client dealing (since 19 Dec 2024)
- [FCA CF] Material risk taker (31 Jan 2025 to 20 Feb 2025)
- [FCA CF] Manager of certification employee (19 Dec 2024 to 20 Feb 2025)
- [FCA CF] Significant management (19 Dec 2024 to 20 Feb 2025)
M&G Alternatives Investment Management Limited
FRN 122011
- [FCA CF] Material risk taker (since 31 Jan 2025)
- [FCA CF] Manager of certification employee (since 19 Dec 2024)
M & G Securities Limited
FRN 122057
- [FCA CF] Material risk taker (since 31 Jan 2025)
- [FCA CF] Manager of certification employee (since 19 Dec 2024)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Material risk taker (26 Sep 2022 to 12 Jul 2024)
- [FCA CF] Manager of certification employee (17 Mar 2021 to 12 Jul 2024)
- [FCA CF] Significant management (17 Mar 2021 to 12 Jul 2024)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Material risk taker (26 Sep 2022 to 12 Jul 2024)
- [FCA CF] Manager of certification employee (17 Mar 2021 to 12 Jul 2024)
- [FCA CF] Significant management (17 Mar 2021 to 12 Jul 2024)
Schroder Wealth Management (US) Limited (no longer approved here)
FRN 781869
- [FCA CF] Material risk taker (26 Sep 2022 to 27 Nov 2023)
Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- [FCA CF] Material risk taker (12 Nov 2021 to 12 Jul 2024)
- [FCA CF] Manager of certification employee (17 Mar 2021 to 12 Jul 2024)
- [FCA CF] Significant management (17 Mar 2021 to 12 Jul 2024)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (227)[FCA CF] Significant management (17 Mar 2021 to 12 Jul 2024)
Schroder Real Estate Investment Management Limited (no longer approved here)
FRN 190064
- [FCA CF] Significant management (17 Mar 2021 to 12 Jul 2024)
Schroder Pension Management Limited (no longer approved here)
FRN 442769
- [FCA CF] Significant management (17 Mar 2021 to 12 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (227)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.