Andrew Bernard Harvey Bridgewater

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Herbert Scott Ltd

    FRN 179810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • [FCA CF] Client dealing (since 1 Apr 2022)
  • Charterhouse Independent Financial Advisors LLP (no longer approved here)

    FRN 453778

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Nov 2006 to 31 Oct 2007)
    • CF4 Partner (1 Nov 2006 to 30 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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