Andrew Beresford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aaron Tawny Mortgages Limited

    FRN 301672

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Mar 2009 to 8 Dec 2019)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF30 Customer (1 Nov 2007 to 12 Jun 2008)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 10 Aug 2007)
  • Eastlake & Beachell Limited (no longer approved here)

    FRN 125531

    • CF21 Investment Adviser (27 Nov 2006 to 8 Jan 2007)
    • CF22 Investment Adviser (Trainee) (10 Nov 2005 to 27 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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