Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2021)
    • [FCA CF] Client dealing (since 8 Dec 2021)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Functions requiring qualifications (16 Sep 2020 to 3 Dec 2021)
    • [FCA CF] Client dealing (16 Sep 2020 to 3 Dec 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (2 Jan 2019 to 31 Aug 2020)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (579)Employed By (2 Jan 2019 to 31 Aug 2020)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (15 Sep 2017 to 25 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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