Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 3 Mar 2023)
    • CF30 Customer (21 Jan 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 10 May 2010)
    • CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (1 Dec 2001 to 10 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 10 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.