Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 2 Jan 2014)
- CF4 Partner (AR) (since 24 Aug 2011)
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Mayfair Associates
FRN 210617
- (3)Employed By (since 28 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.