Andrew Allan James Stirrat

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lowndes Capital Limited

    FRN 792342

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2022)
    • SMF16 Compliance Oversight (since 16 Nov 2021)
    • [FCA CF] Significant management (since 16 Mar 2021)
    • [FCA CF] Client dealing (since 16 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2021)
    • [FCA CF] Manager of certification employee (since 16 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.