Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (8 Feb 2024 to 17 Sep 2024)
    • CF30 Customer (8 Dec 2011 to 31 Aug 2012)
  • Norfolk WM Ltd (no longer approved here)

    FRN 1008065

    • (1)Employed By (8 Feb 2024 to 17 Sep 2024)
  • Anglian Wealth Management (no longer approved here)

    FRN 499227

    • (1)Employed By (8 Dec 2011 to 31 Aug 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Nov 2011)
    • CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 20 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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