Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AllianceBernstein Limited
FRN 147956
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF18 Other Overall Responsibility (28 Dec 2022 to 15 May 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 15 May 2024)
- CF30 Customer (17 Feb 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.