Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 8 Sep 2023)
    • CF4 Partner (AR) (since 24 Jul 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (16 Mar 2018 to 30 Apr 2018)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (9 Feb 2002 to 9 Feb 2002)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 9 Feb 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.