Andrew Alan Pitt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (11 Jun 2014 to 6 Mar 2016)
  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (26 Aug 2016 to 8 Dec 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (15 Nov 2011 to 19 Dec 2013)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
    • CF27 Investment Management (1 Dec 2001 to 14 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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