Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (18 Mar 2024 to 20 Dec 2024)
- [FCA CF] Material risk taker (18 Mar 2024 to 20 Dec 2024)
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- [FCA CF] Material risk taker (18 Mar 2024 to 20 Dec 2024)
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- SMF16 Compliance Oversight (2 Nov 2023 to 10 Jan 2024)
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- [FCA CF] Manager of certification employee (3 Nov 2022 to 30 Jun 2023)
- [FCA CF] Significant management (27 May 2021 to 5 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 30 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.