Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Apr 2019)
    • CF1 Director (1 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (13 Aug 2010 to 15 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.