Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Material risk taker (4 Sep 2023 to 4 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (4 Sep 2023 to 4 Feb 2026)
    • [FCA CF] Algorithmic trading (1 Dec 2020 to 4 Feb 2026)
    • [FCA CF] Client dealing (20 Oct 2020 to 4 Feb 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (17 Oct 2016 to 23 Mar 2020)
    • CF30 Customer (19 Oct 2012 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 30 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.