Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (23 Feb 2017 to 30 May 2017)
    • [FCA CF] Client dealing (9 Dec 2016 to 30 May 2017)
    • [FCA CF] Manager of certification employee (9 Dec 2016 to 30 May 2017)
    • [FCA CF] Significant management (9 Dec 2016 to 30 May 2017)
    • CF30 Customer (20 Oct 2009 to 22 Nov 2011)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • SMF3 Executive Director (21 Oct 2016 to 26 May 2017)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF1 Director (21 Sep 2016 to 26 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.