Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (13 May 2021 to 1 Aug 2025)
- SMF1 Chief Executive (11 May 2020 to 1 Aug 2025)
- SMF3 Executive Director (11 May 2020 to 31 Aug 2025)
- SMF16 Compliance Oversight (10 Jan 2020 to 24 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2025)
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- CF10 Compliance Oversight (29 Oct 2018 to 31 Jul 2019)
- CF11 Money Laundering Reporting (29 Oct 2018 to 31 Jul 2019)
- CF10a CASS Oversight function (29 Oct 2018 to 31 Jul 2019)
- CF30 Customer (9 Jan 2017 to 31 Jul 2019)
- CF1 Director (9 Jan 2017 to 31 Jul 2019)
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- CF3 Chief Executive (15 Apr 2011 to 12 May 2015)
- CF28 Systems and controls (15 Apr 2011 to 12 May 2015)
- CF1 Director (2 Dec 2009 to 1 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.