Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (9 May 2022 to 16 Dec 2023)
    • [FCA CF] Significant management (9 May 2022 to 16 Dec 2023)
    • [FCA CF] Manager of certification employee (11 Nov 2021 to 16 Dec 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Algorithmic trading (14 Oct 2021 to 16 Dec 2023)
    • [FCA CF] Significant management (19 Nov 2020 to 16 Dec 2023)
    • [FCA CF] Manager of certification employee (2 May 2019 to 16 Dec 2023)
    • [FCA CF] Material risk taker (14 Mar 2019 to 16 Dec 2023)
    • [FCA CF] Client dealing (14 Mar 2019 to 16 Dec 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Algorithmic trading (14 Oct 2021 to 16 Dec 2023)
    • [FCA CF] Significant management (19 Nov 2020 to 16 Dec 2023)
    • [FCA CF] Manager of certification employee (2 May 2019 to 16 Dec 2023)
    • [FCA CF] Client dealing (14 Mar 2019 to 16 Dec 2023)
    • [FCA CF] Material risk taker (14 Mar 2019 to 16 Dec 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (7 Nov 2007 to 3 Jul 2008)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (25 Nov 2002 to 29 Jun 2005)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (7 Dec 2001 to 8 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.