Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 May 2022 to 16 Dec 2023)
- [FCA CF] Significant management (9 May 2022 to 16 Dec 2023)
- [FCA CF] Manager of certification employee (11 Nov 2021 to 16 Dec 2023)
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- [FCA CF] Algorithmic trading (14 Oct 2021 to 16 Dec 2023)
- [FCA CF] Significant management (19 Nov 2020 to 16 Dec 2023)
- [FCA CF] Manager of certification employee (2 May 2019 to 16 Dec 2023)
- [FCA CF] Material risk taker (14 Mar 2019 to 16 Dec 2023)
- [FCA CF] Client dealing (14 Mar 2019 to 16 Dec 2023)
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- [FCA CF] Algorithmic trading (14 Oct 2021 to 16 Dec 2023)
- [FCA CF] Significant management (19 Nov 2020 to 16 Dec 2023)
- [FCA CF] Manager of certification employee (2 May 2019 to 16 Dec 2023)
- [FCA CF] Client dealing (14 Mar 2019 to 16 Dec 2023)
- [FCA CF] Material risk taker (14 Mar 2019 to 16 Dec 2023)
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- CF30 Customer (7 Nov 2007 to 3 Jul 2008)
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- CF21 Investment Adviser (25 Nov 2002 to 29 Jun 2005)
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- CF21 Investment Adviser (7 Dec 2001 to 8 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.