Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (19 Mar 2014 to 8 Dec 2019)
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- [FCA CF] Material risk taker (17 May 2017 to 23 Oct 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
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- [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 23 Oct 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.