Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (15 Feb 2021 to 6 May 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 May 2024)
    • CF30 Customer (9 Nov 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 15 May 2015)
    • CF21 Investment Adviser (26 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.