Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 10 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (22 Apr 2022 to 8 Aug 2023)
    • CF30 Customer (10 Mar 2015 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (22 Apr 2022 to 8 Aug 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 15 Apr 2013)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.