Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 18 Jul 2025)
    • SMF1 Chief Executive (since 18 Jul 2025)
    • Responsible for Insurance Distribution (since 18 Jul 2025)
    • SMF18 Other Overall Responsibility (since 11 Jun 2025)
    • SMF3 Executive Director (since 11 Jun 2025)
    • SMF3 Executive Director (since 11 Jun 2025)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • SMF1 Chief Executive (30 Apr 2023 to 11 Apr 2025)
    • [FCA CF] Significant management (1 Feb 2023 to 15 Jun 2023)
    • [FCA CF] Manager of certification employee (1 Feb 2023 to 15 Jun 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (1 Feb 2023 to 31 May 2025)
    • [PRA CF] Managing a material risk taker (1 Feb 2023 to 31 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (25 Feb 2022 to 31 May 2025)
    • [FCA CF] Material risk taker (25 Feb 2022 to 31 May 2025)
    • [FCA CF] Significant management (25 Feb 2022 to 31 May 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (31 Jan 2020 to 28 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2020 to 28 Oct 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (31 Jan 2020 to 28 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2020 to 28 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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