Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (9 Jun 2020 to 21 Sep 2023)
    • [FCA CF] Client dealing (11 Dec 2017 to 21 Sep 2023)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (11 Dec 2017 to 21 Sep 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Jul 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 8 Jun 2011)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.