Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of New York Mellon
FRN 122467
- [FCA CF] Client dealing (since 7 Mar 2017)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 8 Oct 2021)
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- CF26 Customer Trading (5 Dec 2005 to 8 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.