Andrea Irving-Morse

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Andrea Irving-Morse Associates Limited

    FRN 754546

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 15 Dec 2016)
    • CF11 Money Laundering Reporting (15 Dec 2016 to 8 Dec 2019)
    • CF1 Director (15 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (15 Dec 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Dec 2016 to 30 Sep 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 7 Sep 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • David Kelly Associates (no longer approved here)

    FRN 212026

    • Employed By (29 May 2002 to 7 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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