Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (24 Dec 2010 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 10 Jul 2008)
    • CF21 Investment Adviser (2 Apr 2003 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.