Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2026)
  • Finsgate LLP (no longer approved here)

    FRN 522649

    • [FCA CF] Client dealing (8 Jul 2025 to 3 Apr 2026)
    • [FCA CF] Functions requiring qualifications (8 Jul 2025 to 3 Apr 2026)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Client dealing (8 Jun 2021 to 6 Oct 2021)
    • [FCA CF] Functions requiring qualifications (8 Jun 2021 to 6 Oct 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (6 Feb 2019 to 7 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.