Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 3 Nov 2025)
  • Securis Investment Partners LLP (no longer approved here)

    FRN 432937

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Oct 2023)
    • CF4 Partner (21 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (27 Dec 2007 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.