Andrea Carzana

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Client dealing (since 4 Apr 2025)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- [FCA CF] Material risk taker (19 Feb 2024 to 10 Jul 2024)
- [FCA CF] Manager of certification employee (3 Jan 2023 to 10 Jul 2024)
- [FCA CF] Client dealing (22 Feb 2022 to 10 Jul 2024)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- [FCA CF] Material risk taker (19 Feb 2024 to 10 Jul 2024)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2021)
- CF30 Customer (3 Dec 2016 to 8 Dec 2019)
Threadneedle International Limited (no longer approved here)
FRN 143014
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2021)
- CF30 Customer (3 Dec 2016 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.