Andrea Araman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 26 Sep 2024)
- [FCA CF] Material risk taker (since 22 Sep 2022)
- [FCA CF] Client dealing (since 8 Aug 2018)
Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 26 Sep 2024)
- [FCA CF] Material risk taker (since 22 Sep 2022)
- [FCA CF] Client dealing (since 8 Aug 2018)
Bank of America Europe DAC
FRN 989014
- [FCA CF] Client dealing (since 1 Nov 2023)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (27 Nov 2012 to 6 Mar 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (14 Dec 2011 to 16 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.