Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 6 Aug 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 6 Aug 2014)
    • CF21 Investment Adviser (9 Aug 2004 to 31 Oct 2007)
    • CF26 Customer Trading (7 Nov 2003 to 8 Aug 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Aug 2014)
    • CF21 Investment Adviser (9 Aug 2004 to 31 Oct 2007)
    • CF26 Customer Trading (7 Nov 2003 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.