Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADLER FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 501854

    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Nov 2018)
    • Responsible for Insurance Mediation (1 Dec 2009 to 30 Sep 2018)
    • CF1 Director (1 Dec 2009 to 9 Nov 2018)
    • CF30 Customer (1 Dec 2009 to 26 Feb 2013)
  • Oracle Underwriting Limited (no longer approved here)

    FRN 474684

    • Responsible for Insurance Mediation (14 Jan 2008 to 19 Jun 2009)
    • CF1 Director (14 Jan 2008 to 20 Aug 2018)
  • Adler Fairways Insurance Brokers Limited (no longer approved here)

    FRN 309236

    • CF1 Director (14 Jan 2005 to 3 Mar 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 3 Mar 2017)
    • CF3 Chief Executive (14 Jan 2005 to 3 Mar 2017)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 3 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.