Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (15 Apr 2014 to 19 Sep 2016)
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- CF4 Partner (5 Oct 2011 to 31 Oct 2013)
- CF10 Compliance Oversight (5 Oct 2011 to 31 Oct 2013)
- CF11 Money Laundering Reporting (5 Oct 2011 to 31 Oct 2013)
- CF3 Chief Executive (5 Oct 2011 to 31 Oct 2013)
- CF30 Customer (5 Oct 2011 to 31 Oct 2013)
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- CF30 Customer (8 Jan 2008 to 5 Nov 2008)
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- CF21 Investment Adviser (28 Jun 2007 to 28 Sep 2007)
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- CF1 Director (15 Apr 2002 to 18 Apr 2005)
- CF3 Chief Executive (11 Mar 2002 to 18 Apr 2005)
- CF8 Apportionment and Oversight (11 Mar 2002 to 18 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.