Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 5 Oct 2022)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 5 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 15 Jul 2010)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 5 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.