Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 26 Mar 2026)
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- [FCA CF] Manager of certification employee (9 Dec 2022 to 7 Jan 2026)
- [FCA CF] Material risk taker (21 Jan 2020 to 2 Oct 2023)
- [FCA CF] Client dealing (21 Jan 2020 to 7 Jan 2026)
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- CF30 Customer (27 Jul 2015 to 5 Feb 2018)
- CF4 Partner (27 Jul 2015 to 5 Feb 2018)
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- CF30 Customer (14 Jan 2015 to 5 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.