Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 12 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Feb 2020 to 4 Jun 2020)
    • [FCA CF] Manager of certification employee (19 Feb 2020 to 4 Jun 2020)
    • SMF6 Head of Key Business Areas (4 Jul 2016 to 13 Jul 2018)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 12 Jun 2020)
    • [FCA CF] Manager of certification employee (19 Feb 2020 to 4 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Feb 2020 to 4 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

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