Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PineBridge Investments Europe Limited
FRN 122531
- [FCA CF] Material risk taker (since 26 Nov 2024)
- [FCA CF] Significant management (since 26 Nov 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (7 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Aug 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.