Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bell Rock Capital Management LLP (no longer approved here)

    FRN 582907

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2022)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2012 to 15 Nov 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (1 Nov 2007 to 5 Jan 2011)
    • CF27 Investment Management (23 Oct 2007 to 31 Oct 2007)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF27 Investment Management (3 Aug 2006 to 13 Sep 2007)
    • CF26 Customer Trading (20 Jan 2006 to 3 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.